Police Bureau 2021 Audit Status Report

Information
We are tracking four reports and 31 recommendations at the Police Bureau.
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Elected-in-charge: Mayor Ted Wheeler
Bureau or Office Director: Chief Chuck Lovell


We are tracking four reports and 31 recommendations

Two reports are related to the former Gang Enforcement Team, one is related to training, and one is related to overtime. The Bureau disbanded the Gang Team but is developing a successor program to investigate and proactively interrupt gun crimes and the recommendations still apply.

Police have implemented 13 recommendations and 18 are in process.

The Police Bureau had 13 recommendations implemented, 18 in process, and no recommendations not implemented or pending a follow-up by Audit Services.

Highlight from Last Year

We recommended that the Bureau consult with its equity manager and consider the equity effects involved in proposed secondary employment contracts. The Bureau finalized its equity lens and said the Assistant Chief for Operations uses it when
considering contracts for approval.

To Do

We recommended ensuring that policies related to collecting information about people's gang relationships included certain information. The October 2018 draft directive included a requirement for reasonable suspicion, safeguards for completeness and accuracy, access and security safeguards, records retention, and regular review, as we recommended. The draft did not include a statement of purpose or a description of the type of information to be gathered. Three years after circulating the draft directive, the Bureau it has yet to adopt it.


Police Training Division: Progress made, but evaluating impacts on officer performance must be improved

Report published March 3, 2015 | Follow-up report | Contact Martha Prinz

Since 2015, the Portland Police Bureau has fully implemented recommendations to have the Training Division play a bigger role in assessing policy changes and effects, and to improve weapons check-out procedures. The Bureau is still working to implement some recommendations, including to provide more roleplaying scenarios as part of training, to not use profanity or demeaning language, and to use more actual cases as part of ongoing officer training. A recommendation on less-lethal weapon ammunition storage was no longer relevant due to an operational change made by the Bureau.

On this audit there were six recommendations implemented and six in process.

A bar graph showing six recommendations have been implemented and six are in process.

Gang Crime Investigations: Lack of accountability and transparency reduced the community's trust in police

Report published March 28, 2018| Follow-up report | Contact Minh Dan Vuong

Our audit of gang crime investigations found that the Gang Enforcement Team was collecting and sharing information about people's gang associations, but these practices were not accountable. We recommended the Bureau adopt a policy for information collection and publicly report results. In the year since our audit of the Gang Enforcement Team, the Police Bureau has made some progress in implementing our four recommendations for investigations. The Bureau discontinued the most active list, for which it had no policy and few safeguards. The Gang Enforcement Team also improved its case management but needs to publicly report results. We will follow up again in one year to check if the remaining recommendations are implemented. In early 2019, the Bureau restructured the Gang Enforcement Team as the Gun Violence Reduction Team.

On this audit there was one recommendation implemented and three in process.

A bar graph showing one recommendation has been implemented and three are in process.

Gang Enforcement Patrol: The Police Bureau must show that traffic stops are effective

Report published March 28, 2018 | Follow-up report | Contact: Minh Dan Vuong

Our audit of gang enforcement patrols found the team was carrying out traffic stops that disproportionately affected African Americans, while community members were concerned that the stops were too broad and not limited to criminal gang suspects. The Bureau could not demonstrate that these stops were effective. We recommended the Bureau analyze stops data, set goals for effectiveness, and publicly report results. In the year since our audit of the Gang Enforcement Team, the Police Bureau has made some progress in implementing our five recommendations for patrol. Substantial work remains in documenting the investigative reasons for traffic stops and setting goals for the effectiveness of stops. We will follow up again in one year to check if the remaining recommendations are implemented. In early 2019, the Police Bureau restructured the Gang Enforcement Team as the Gun Violence Reduction Team.

On this audit there was one recommendation implemented and four in process.

A bar graph showing one recommendation has been implemented and four are in process.

Police Overtime: Management is lax despite high overtime use

Report published October 1, 2019 | Follow-up report | Contact: Elizabeth Pape

Our police overtime audit found high overtime use in 2018: nearly 250,000 extra hours at a cost of $15.7 million. But the costs of overtime were not just financial. Long hours lead to more accidents, injuries, and burnout for officers. Secondary employment, which is off-duty contract work, also taxed a system that relied on overtime to meet minimum staffing needs. The program had a low public profile and inconsistent procedures despite risks it posed for the City. We recommended that the Bureau improve overtime data collection and reporting and change the approval process for off-duty work, and report publicly about contracts, hours worked at second jobs, and finances. Since 2019, the Bureau improved the secondary employment program by considering equity in contract approvals and creating a rationale for overhead charges. The Bureau also improved overtime data collection, oversight, and reporting, but is still working to add important pieces of information, such as which supervisors authorized overtime and whether training attendance that caused overtime was discretionary.

On this audit there were five recommendations implemented and five in process.

A bar graph showing five recommendations have been implemented and five are in process.

In Process Recommendation Details

Icon of a hourglass on a blue background.

We recommended upgrading query capabilities in the training database. The Bureau had a new database, but there were still some kinks to be worked out. It was only minimally customizable, so there were some work-arounds anticipated, and it was unclear whether all types of training would be reflected there. (Police Training Division: Progress made, but evaluating impacts on officer performance must be improved)

We recommended improving the formatting of semiannual training reports. The Bureau published their first formal Needs Assessment in 2015. The substance and timing of reports to the Chief were not well documented and needed improvement. (Police Training Division: Progress made, but evaluating impacts on officer performance must be improved)

We recommended that the Bureau be mindful of the need to consistently provide role-playing scenarios for training. Scenario-based training was limited for some of the time period since the audit. No specific training on disengagement, although the topic was covered elsewhere to some degree. (Police Training Division: Progress made, but evaluating impacts on officer performance must be improved)

We recommended providing training on not using profane language, demeaning labels and making inappropriate comments. We could not find evidence that this topic was addressed other than indirectly, especially profanity. (Police Training Division: Progress made, but evaluating impacts on officer performance must be improved)

We recommended providing in-service use-of-force training that is more focused on lessons to be learned from actual cases as well as Bureau policy. The Bureau said they would like to do more of this but there was so much required material to cover that it was difficult. (Police Training Division: Progress made, but evaluating impacts on officer performance must be improved)

We recommended expanding efforts at training program evaluation to all important policy changes and Bureau initiatives that become part of training division responsibilities. Training Division said they did not have the staff to do more evaluations, but wanted to do more. The Chief wanted them to do more. (Police Training Division: Progress made, but evaluating impacts on officer performance must be improved)

We recommended adopting official policies and procedures for collecting and disseminating information about people with gang relationships. Instead of adopting a new standard operating procedure for the Gang Enforcement Team, the Bureau began developing a directive on managing criminal intelligence files that will apply to all divisions. The Bureau circulated a draft of the directive for public comment in October 2018. It anticipated completion in October 2019. (Gang Crime Investigations: Lack of accountability and transparency reduced the community's trust in police)

We recommended ensuring that policies related to collecting information about people's gang relationships included certain information. The October 2018 draft directive included a requirement for reasonable suspicion, safeguards for completeness and accuracy, access and security safeguards, records retention, and regular review, as we recommended. But the draft did not include a statement of purpose and description of the type of information to be gathered and analyses and documentation of reasonable suspicion. (Gang Crime Investigations: Lack of accountability and transparency reduced the community's trust in police)

We recommended that the Bureau track the clearance rate for gang team investigations, set a goal for the clearance rate, and publicly report outcomes. The team revised a standard operating procedure in April 2018 to address this recommendation. It had a clearance rate goal of 30 percent for 2018 and 2019. Investigators said they cleared 41 of 140 cases (29 percent) in 2018. Caseload appears more balanced among detectives. The Bureau has not yet publicly reported the clearance goals and actual results for the team. (Gang Crime Investigations: Lack of accountability and transparency reduced the community's trust in police)

We recommended that the gang team require its officers to document the investigative reason for their traffic stops. The Police Bureau should regularly analyze the data and publish the results. The team still does not document investigative reasons for most stops. The Bureau said it plans to write a new directive to address this recommendation. (Gang Enforcement Patrol: The Police Bureau must show that traffic stops are effective)

We recommended that the gang team set goals to measure the effectiveness of patrol stops, and record whether a stop resulted in contacting a criminal gang suspect. The Bureau should regularly analyze the data and publish the results. The Bureau has not set effective goals for the Gun Violence Reduction Team's traffic stops. The Bureau wants to hire a consultant to analyze Fiscal Year 2018-19 data. The Bureau said it cannot track if stops resulted in contact with criminal gang suspects because gang designations no longer exist. (Gang Enforcement Patrol: The Police Bureau must show that traffic stops are effective)

We recommended that the gang team regularly monitor stops data and the percentage of encounters recorded as "mere conversations" and provide training to officers on when this classification should be used. The team has not monitored data on mere conversations, which are interactions in which a person has not been detained. Gang Enforcement officers received training on how to enter stops data. The Bureau still has no comprehensive data on mere conversations, because some interactions are captured as such and some are not. Mere conversations coded as such decreased: The Bureau reported 637 in 2016 and 191 in 2017. The Bureau said it was reviewing the feasibility of capturing more data on mere conversations in the future. (Gang Enforcement Patrol: The Police Bureau must show that traffic stops are effective)

We recommended that the Bureau evaluate the effectiveness of suppression operations by the Gang Enforcement Team by continuing review of crime trends and by reviewing arrest outcomes. Since March 2017, the team has carried out five suppression operations. The Bureau has a draft analysis of three of them. It does not, however, review whether those targeted by the operations were arrested. The Bureau said it was committed to reviewing the effect of future operations on crime. (Gang Enforcement Patrol: The Police Bureau must show that traffic stops are effective)

We recommended that the Bureau improve overtime data collection. It developed a new overtime dashboard with a publicly viewable version online and an internal version that supervisors could use to monitor individual officers' hours. It included the shifts during which overtime was worked, a unique code for tracking overtime for street protests, and the sergeant who approved overtime. The Bureau was still working to track whether training attendance that caused overtime was discretionary and which supervisor authorized overtime. (Police Overtime: Management is lax despite high overtime use)

We recommended that the Bureau develop useful reports so that supervisors could identify officers who worked and sergeants who authorized extraordinary amounts of overtime. The new overtime dashboard included total hours worked by officers within relevant periods and the ability to break down hours indicating when it was caused by report-writing and calls that came toward the end of the officers' shifts. The Bureau could not develop reports about sergeants who authorized extraordinary amounts of overtime because shift scheduling is performed collectively by all sergeants assigned to a shift. However, the Bureau developed a report to show which shifts had extra leave and overtime. It also plans to develop a report about overtime used to backfill discretionary training after it creates a way to track it. (Police Overtime: Management is lax despite high overtime use)

We recommended that the Bureau limit the number of overtime hours an officer could work. This recommendation should be addressed in ongoing contract negotiations with the Portland Police Association. (Police Overtime: Management is lax despite high overtime use)

We recommended that the Bureau revise and document the approval process for off-duty work so that the Chief's Office conducts the primary review of contracts instead of precinct commanders or the Portland Police Association. The change was intended to ensure consistency and that contracts met Bureau standards. The Assistant Chief of Operations reviewed all secondary employment contracts starting in September 2019. The Bureau said the new procedure would be included in a pending update to the secondary employment directive. The Bureau does not plan to revise this directive until contract negotiations with the Portland Police Association have concluded. (Police Overtime: Management is lax despite high overtime use)

We recommended that the Bureau track contracts that were not approved and record the reason why. The Bureau didn't yet have a policy for tracking denied contracts but said that the new secondary employment directive would include one. The Bureau provided an example of a contract that had been denied. (Police Overtime: Management is lax despite high overtime use)

Implemented Recommendation Details

Icon of a white check mark on a blue background.

We recommended providing additional refresher training on officer responsibilities to procure medical care for a subject who is injured. The Bureau provided more medically-focused training than in the past. (Police Training Division: Progress made, but evaluating impacts on officer performance must be improved)

We recommended providing additional refresher training on less lethal weapon ammunition storage. The recommendation is no longer relevant. The Bureau changed to a different less lethal launcher which cannot be loaded with lethal ammunition, making the problem the recommendation was meant to address something that can no longer happen. (Police Training Division: Progress made, but evaluating impacts on officer performance must be improved)

We recommended instituting the Training Division as a key player in the feedback loop when policy changes and effects are evaluated. The policy development team had a better process to get information from the Training Division and a bigger staff to do so. The Training Division was included in the recent directive updating process. (Police Training Division: Progress made, but evaluating impacts on officer performance must be improved)

We recommended improved internal procedures for checking out weapons from armories, and make them consistent across precincts. The Bureau improved the relevant directive and also updated precinct-specific standard operating procedures to make them consistent with each other. (Police Training Division: Progress made, but evaluating impacts on officer performance must be improved)

We recommended developing a procedure, or improving supervisory oversight, to ensure that supervisors and dispatch operators are aware of the weapons each officer is carrying into the field for each shift. The standard operating procedure was changed to spell out supervisor requirements for this oversight. (Police Training Division: Progress made, but evaluating impacts on officer performance must be improved)

We recommended making changes to the manner in which the Training Division conducts analyses for use-of-force reviews which incorporate the recommendations made in the October 2012 Auditors Report. The Bureau modified the relevant operating procedures to satisfy this recommendation. (Police Training Division: Progress made, but evaluating impacts on officer performance must be improved)

We recommended reviewing current practices for creating the most active list against legal requirements. The Bureau said it discontinued the most active list. (Gang Crime Investigations: Lack of accountability and transparency reduced the community's trust in police)

We recommended the Police Bureau regularly analyze and publish demographic data regarding Gang Enforcement Team traffic stops. The Police Bureau analyzed the demographics of people stopped by Gang Enforcement officers in 2016 and 2017. The Bureau reported that 61 percent of people in 2016 and 56 percent in 2017 were Black. The Bureau compared the demographics of people stopped to the demographics of gang crime victims. This benchmark showed that the percentage of Black people stopped was below the percentage of Black people that the Bureau considered as victims of gang crime (71 percent in 2016 and 63 percent in 2017). This comparison differs from those in our audit, which compared the demographics of those stopped to the demographics of people injured in traffic crashes and crime victims. A good benchmark reflects who's at risk of being stopped, assuming no bias. We encourage the Bureau to include these comparisons in its analyses. The Bureau committed to including stops data for the Gun Violence Reduction Team in future reports. (Gang Enforcement Patrol: The Police Bureau must show that traffic stops are effective)

We recommended that the Bureau report publicly on contracts approved, hours worked, and finances. The Bureau began posting information on secondary employment contracts on its website, but the report only included new contracts and will be incomplete until all previous contracts expire. The information can be viewed online. (Police Overtime: Management is lax despite high overtime use)

We recommended that the Bureau improve oversight of officers working secondary employment to ensure compliance with labor agreement requirements. The Bureau said that staff would review the internal overtime dashboard for compliance. (Police Overtime: Management is lax despite high overtime use)

We recommended that the Bureau consult with its equity manager and consider the equity effects involved in proposed secondary employment contracts. The Bureau finalized its equity lens and said the Assistant Chief for Operations uses it when considering contracts for approval. (Police Overtime: Management is lax despite high overtime use)

We recommended that the Bureau create a rationale for secondary employment overhead charges that include the cost of payroll processing and billing to organizations that use off-duty officers. The Bureau developed a model to calculate the full cost of secondary employment and said it would phase in customer price increases over the next four to five years. (Police Overtime: Management is lax despite high overtime use)

We recommended that the Bureau track the name of organizations that use off-duty officers or an identification number in the system officers used to record secondary employment overtime or payroll to ensure that all hours worked could be traced back to a specific contract. The Bureau created tracking numbers in its accounting system for all new contracts. (Police Overtime: Management is lax despite high overtime use)


Data Notes

At the end of every audit report, we issue a series of recommendations intended to make programs work even better. This report includes the status of Bureau recommendations since 2018, which was the beginning of our new follow-up process. We prepared it with a few audiences in mind:

  • City Council can use it to identify bureaus that may need additional resources or support in order to implement recommendations.
  • Bureau directors can use it to assess bureau performance and to determine if any changes in policy or procedure are necessary.
  • Bureau management and staff can use it to track recommendation status across audits to develop work plans and priorities.
  • General public can use it to monitor the status of recommendations related to topics of interest and to compare performance across bureaus.

This report includes recommendation status as of December 31, 2021.


Translated reports
Reports from this year and most of 2021 are available in four languages: Spanish, Vietnamese, Chinese, and Russian. We are translating new reports as they’re released, but older reports may not be available in a language other than English. If you would like to request a translated version of a report, please contact Leslie Chaires.


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